-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExuoyR6Uc94NG2opajF1xuMVX3GDAhfBOLTaMrwEWU8/ZL5CaMmjPSz7LQxgrZrO 24Wmdqho90u0u2lu+F6bbg== 0001005477-00-001350.txt : 20000216 0001005477-00-001350.hdr.sgml : 20000216 ACCESSION NUMBER: 0001005477-00-001350 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 GROUP MEMBERS: CRAMER ROSENTHAL MCGLYNN LLC /ADV GROUP MEMBERS: EDWARD J. ROSENTHAL GROUP MEMBERS: GERALD B. CRAMER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT MICROSYSTEMS INC CENTRAL INDEX KEY: 0000859475 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770156584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43935 FILM NUMBER: 544856 BUSINESS ADDRESS: STREET 1: 2450 WALSH AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051-1303 BUSINESS PHONE: 4084961085 MAIL ADDRESS: STREET 1: 2450 WALSH AVENUE CITY: SANTAL CLARA STATE: CA ZIP: 95051 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CRAMER ROSENTHAL MCGLYNN LLC /ADV CENTRAL INDEX KEY: 0000718857 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133156718 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 707 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146814475 MAIL ADDRESS: STREET 1: 707 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 FORMER COMPANY: FORMER CONFORMED NAME: CRAMER ROSENTHAL MCGLYNN INC /ADV DATE OF NAME CHANGE: 19951130 FORMER COMPANY: FORMER CONFORMED NAME: CRAMER ROSENTHAL MCGLYNN INC /ADV DATE OF NAME CHANGE: 19951130 SC 13D/A 1 AMENDMENT TO 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)(1) Trident Microsystems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 895919108 - -------------------------------------------------------------------------------- (CUSIP Number) Elliot Press, Esq., c/o Rosenman & Colin LLP, 575 Madison Avenue, New York, NY 10022 (212) 940-8800 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 4, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 895919108 SCHEDULE 13D Page 2 of 7 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Cramer Rosenthal McGlynn, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 804,000 Shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 804,000 Shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 804,000 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.09% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 895919108 SCHEDULE 13D Page 3 of 7 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edward J. Rosenthal - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 895919108 SCHEDULE 13D Page 4 of 7 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gerald B. Cramer - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 15,000 Shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 15,000 Shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,000 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .11% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 1 amends the Schedule 13D filed on November 8, 1999 (the "Original Schedule 13D") on behalf of (i) Cramer Rosenthal McGlynn, LLC, a Delaware limited liability Company ("CRM LLC"), (ii) Gerald Cramer, an individual and (iii) Edward J. Rosenthal, an individual, with respect to the Common Stock, $0.001 par value per share of Trident Microsystems, Inc., a corporation organized under the laws of the State of Delaware. Capitalized terms used herein which are not otherwise defined herein shall have the meanings ascribed to such terms in the Original Schedule 13D. Item 4. Purpose of Transaction. Item 4 is hereby amended and restated as follows: The Reporting Persons have acquired the shares of the Company reported herein for investment purposes. The Reporting Persons intend to closely monitor developments at the Company as well as management's approach to maximizing shareholder value. The Reporting Persons may at any time and from time to time, acquire additional shares of Common Stock and/or dispose of shares of Common Stock (in each case, subject to availability at prices deemed favorable) in the open market, in privately negotiated transactions or otherwise. In addition, the Reporting Persons reserve the right to take any further actions which could relate to, or result in, any of the matters referred to in paragraphs (b) through (j) of Item 4 of Schedule 13D. Any change in the plans or proposals of the Reporting Persons would be reported promptly in accordance with the provisions of the Exchange Act and the rules promulgated thereunder. Item 5. Interest in Securities of the Issuer. (a) Item 5(a) is hereby amended and restated to read as follows: The aggregate percentage of the outstanding Common Stock of the Company reported owned by each Reporting Person is based upon 13,205,579 shares of Common Stock of the Company outstanding, as reported in the Company's quarterly report on Form 10-Q for the period ended September 30, 1999. As investment manager for various investment partnerships and limited liability companies (the "Advisor Client"), CRM LLC may be deemed to beneficially own the aggregate 804,000 shares of Common Stock held by the Advisory Clients. Such shares represent approximately 6.09% of the outstanding Common Stock of the Company. Gerald B. Cramer beneficially owns 15,000 shares of the Company's Common Stock representing approximately .11% of the outstanding Page 5 of 7 Common Stock of the Company. (b) Item 5(b) is hereby amended and restated to read as follows: By virtue of CRM LLC's position as investment manager for the Advisory Clients, CRM LLC may be deemed to possess the sole power to vote and dispose of the shares of Common Stock held by the Advisory Clients. Pursuant to Rule 13d-4 promulgated under the Exchange Act, the filing of this Statement on Schedule 13D shall not be construed as an admission CRM LLC that it is, for purposes of Section 13(d) of the Exchange Act, the beneficial owner of any of the shares of Common Stock held by the Advisory Clients. Gerald B. Cramer possesses the sole power to vote and dispose of the shares of Common Stock reported herein as being beneficially Mr Cramer. (c)-(e) Items 5(c) through 5(e) are hereby amended as follows Set forth immediately below is a description of each transaction in the Company's Common Stock that were effected by CRM LLC for the Advisory Clients within the last 60 days. All such transactions were purchases effected on the open market. Number of Price per Shares Share Date ------ ----- ---- 24,500 $12.75 2/1/00 95,000 $14.2204 2/2/00 9,500 $14.00 2/3/00 22,000 $14.0724 2/4/00 125,000 $15.53 2/9/00 130,000 $15.3173 2/10/00 13,000 $15.3125 2/11/00 In addition, on February 1, 2000 Mr. Rosenthal contributed all 3,000 shares of the Company's Common Stock beneficially owned by him to an Advisory Client as a capital contribution to the Advisory Client at a valuation of $12.50 per share. Page 6 of 7 SIGNATURE After reasonable inquiry, and to the best of our knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 15, 2000 CRAMER ROSENTHAL MCGLYNN, LLC By: /s/ Michael Marrone ---------------------------------------- Name: Michael Marrone Title: Director of Operations /s/ Gerald B. Cramer -------------------------------------------- Gerald B. Cramer /s/ Edward J. Rosenthal -------------------------------------------- Edward J. Rosenthal Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----